Alphaform AG / Key word(s): Capital Increase 14.10.2014 21:10 Dissemination of an Ad-hoc-update according to § 15 WpHG, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. --------------------------------------------------------------------------- / Ad-hoc disclosure Alphaform AG and coincidently update of the Ad-hoc disclosure dating from 7 October 2014 Alphaform AG/Further Capital Increase Core shareholder did not participate in rights issue - Board of directors will conclude to this extent a further capital increase from authorised capital with the exclusion of pre-emption rights Feldkirchen, 14 October 2014 - The board of directors was informed today by the core Shareholder LHUM Vermögensverwaltungs GmbH, that it accidentally did not exercise its pre-emption rights for up to 300.510 new shares resulting from the rights issue, ending at 6 October 2014. To this extent the Ad-hoc disclosure dating from 7 October 2014 will be corrected. The board of directors will conclude a further capital increase from authorised capital with the exclusion of pre-emption rights and will allow LHUM Vermögensverwaltungs GmbH to subscribe for 300.510 new shares with the same conditions as in the rights issue in order to correct the missing exercise of its pre-emption rights. The company is expected to receive gross proceeds from the further capital increase of approximately EUR 0,826 Mio. Would the shares from the further capital increase have been issued in the original rights issue, the originally offered shares in the rights issue would have been placed by approximately 91 %. About Alphaform Founded in 1996 and headquartered in Feldkirchen near Munich, Alphaform AG is a leading European handler for the renovation of industrial development and production with innovative 3D printing and rapid technologies. As a service provider, Alphaform guides its clients from product development through to product manufacture; it assists them in introducing and utilising innovations and delivers expertise, engineering knowledge, prototypes, individual parts, small-scale series, series and project management. Among others, Alphaform today serves the premium manufacturers of the automotive industry, mechanical, plant and automotive engineering, the aerospace industry, tool making and medical technology. Its particular areas of expertise include complex assembly, lightweight construction and orthopaedic implants and instruments. It has subsidiaries in Germany, Finland, Sweden and the UK. Alphaform's shares are listed in the Prime Standard segment of the Frankfurt stock exchange (code: ATF; securities code number (WKN): 548 795). Contact: Dr. Hanns-Dieter Aberle, CEO Thomas Kresser (CFO) ALPHAFORM AG Kapellenstraße 10 85622 Feldkirchen Tel.: +49 89 905002 35 Fax: +49 89 905002 1035 e-mail: [email protected] Internet: www.alphaform.de --------------------------------------------------------------------------- Information and Explaination of the Issuer to this News: Disclaimer This press release/ad-hoc disclosure is not an offer document and does not constitute an offer of shares of Alphaform AG ('Company') nor an invitation to an offer to buy or subscribe for shares or securities of the Company but is provided for information only. This press release/ad-hoc disclosure may contain forward-looking statements that are subject to risks and uncertainties, including those pertaining to the anticipated benefits to be realized from the proposals described herein. Forward-looking statements may include, in particular, statements about future events, future financial performance, plans, strategies, expectations, prospects, competitive environment, regulation and supply and demand. The Company has based these forward-looking statements on its views and assumptions with respect to future events and financial performance. Actual financial performance could differ materially from that projected in the forward-looking statements due to the inherent uncertainty of estimates, forecasts and projections, and financial performance may be better or worse than anticipated. Given these uncertainties, persons should not put undue reliance on any forward-looking statements. The information contained in this presentation is subject to change without notice and the Company does not undertake any duty to update the forward-looking statements, and the estimates and assumptions associated with them, except to the extent required by applicable laws and regulations. Important notice to persons in the United States of America All information in this press release/ad-hoc disclosure is being made available in the United States of America only to persons believed by the Company to be capable of understanding and evaluating the risks of a transaction. No shares or other securities of the Company have been registered or otherwise qualify for a public sale or resale under federal or state laws in the United States of America. Each recipient of information doing business in or organized under any federal or state laws in the United States of America or in areas subject to its jurisdiction represents that it is an 'accredited investor' as defined by Rule 501 or Regulation D under the Securities Act of 1993 ('the Act') and acknowledges that none of the shares in the Company will be registered under the Act and cannot be resold in the absence of such registration or the availability of an exemption there from. The shares in the Company have not been approved or disapproved by the United States Securities and Exchange Commission, any state securities commission or other regulatory authority, nor have any of these authorities passed judgment upon or endorsed the merits of an investment in the shares of the Company or the accuracy or adequacy of this presentation. Any representation to the contrary is a criminal offence. Important notice to persons in the United Kingdom All information in this press release/ad-hoc disclosure is being made available to the recipients on the basis that they are persons covered by Article 11(3) of the Financial Services Act 1986 (Investment Advertisements) (Exemptions) Order 1996. By accepting this document the recipient warrants and represents that he or it is such a person. 14.10.2014 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de --------------------------------------------------------------------------- Language: English Company: Alphaform AG Kapellenstraße 10 85622 Feldkirchen Germany Phone: +49 (0)89 905002 - 0 Fax: +49 (0)89 905002 - 90 E-mail: [email protected] Internet: www.alphaform.de ISIN: DE0005487953 WKN: 548795 Listed: Regulierter Markt in Frankfurt (Prime Standard); Freiverkehr in Berlin, Düsseldorf, Hamburg, München, Stuttgart End of Announcement DGAP News-Service ---------------------------------------------------------------------------